What does Minerva Investment Management, LLC do with your personal information?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depend on the product or services you have with us. This information can include:
- Social Security number and other personal information
- Income level and net worth
- Investment history and investment goals
When you are no longer our customer, we continue to share your information as described in this notice.
How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Minerva Investment Management, LLC chooses to share; and whether you can limit this sharing.
| Reasons we can share your personal information | Does Minerva share? | Can you limit this sharing? |
|---|---|---|
| For our everyday business purposessuch as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus | Yes | No |
| For our marketing purposesto offer our products and services to you | Yes | No |
| For joint marketing with other financial companies | No | We don't share |
| For our affiliates’ everyday business purposesinformation about your transactions and experiences | Yes | No |
| For our affiliates’ everyday business purposesinformation about your creditworthiness | No | We don't share |
| For our affiliates to market to you | No | We don't share |
| For nonaffiliates to market to you | No | We don't share |
Who we are
Who is providing this notice?
Minerva Investment Management, LLC
What we do
How does Minerva Investment Management, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Minerva Investment Management, LLC collect my personal information?
We collect your personal information, for example, when you:
- complete subscription documents or investor questionnaires
- correspond with us or obtain information about our funds
- make investments or redeem investments
- open a managed account
- enter into an investment management agreement with us
We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.
Why can’t I limit all sharing?
Federal law gives you the right to limit only:
- sharing for affiliates’ everyday business purposes (information about your creditworthiness)
- affiliates from using your information to market to you
- sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
Definitions
Affiliates
Companies related by common ownership or control. They can be financial and nonfinancial companies. Our affiliate is Unicus Research LLC.
Nonaffiliates
Companies not related by common ownership or control. They can be financial and non-financial companies. Nonaffiliates we share with can include financial service providers and fund administrators.
Joint marketing
A formal agreement between nonaffiliated financial companies that together market financial products or services to you. Minerva Investment Management, LLC does not jointly market.
Questions?
Call (914) 486-1415 or email laks@minervainvestmentmgmt.com.